When people ask me why I chose to be a compliance and ethics officer, my answer is simple: because what we do changes the world. I don’t mean that in a lofty or abstract sense. I mean it in the most ...

The wealth management industry has become a data-driven business. From client segmentation to behavioral analytics, firms now capture and analyze more information than ever before. This creates new ...

When I first stepped into this profession, my title was not “Chief Compliance Officer.” It was “Ethics Officer.” At Westinghouse, I was tasked with launching a program that, at the time, felt ...

WALTHAM, Mass.–(BUSINESS WIRE)–Jan. 13, 2006–The Board of Directors of the Ethics Officer Association (EOA) has adopted a resolution changing the name of the EOA to the Ethics and Compliance Officer ...

Discover the skills and qualifications needed for a compliance career. Gain insights into compliance roles in finance, healthcare, and other industries.

For organizations wishing to embed AI ethics into the organization, a hub-and-spoke model is proving to be the nascent “gold standard”. The second article of this two-part series on AI ethics explores ...

At its quarterly meeting last September, the Quality of Life Council adopted a resolution encouraging all municipalities and county governments in Lake, Porter and LaPorte Counties to begin a process ...